Transfer Administration In Secondary Markets | NYPPEX

NYPPEX QMS Marketplace™

Secondary liquidity for LPs in old funds – to raise capital for new funds

Proactive Marketing

Approach

Our pro-active marketing approach, experienced professionals and established relationships with qualified investors worldwide – provides the opportunity for superior price execution.

Streamlined

Transaction Process

The NYPPEX QMS Marketplace, streamlined origination, offering and settlement process – can offer and settle secondary private equity transactions in as little as 5 business days.

IRS Regulatory

Compliance

Outsourcing secondary transfers to NYPPEX protects issuers from “active participation” which is a violation of IRS Reg. 1.7704.

To start your transfer administration program, please contact us online or:

Private Equity Markets

“NYPPEX is one of the world’s leading private markets, offering…

…a wide range of private equity products for risk management

19

Private Equity Fund Strategies

12

Private Company Industries

26

Countries

22

Currencies

Qualified Investor Channels

NYPPEX has an extensive database…

…on over 9,500 private equity funds and 4,500 private companies in 110 countries

Private Wealth

< $5 million

Mid-Institutional

$6-25 million

Institutional

$26-100 million

Mega Institutional

$100+ million

* Typical private equity transaction size

Market Data Users

NYPPEX has an extensive database…

…on over 9,500 private equity funds and 4,500 private companies in 110 countries

In The News

NYPPEX is a thought leader and often quoted for secondary private equity market trends worldwide

NYPPEX has served as our transfer administrator for several years and our investors really appreciate having exit options.

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This site is designed for U.S. residents. Non-U.S. residents are subject to country-specific restrictions. Email over the Internet is not secure. Private placements are speculative, illiquid and investors could lose their entire investment. Buy orders for (a) securities in private companies, may only be placed by Accredited Investors as defined in Rule 501(a) of Regulation D and (b) interests in private partnerships, may only be placed by Qualified Purchasers as defined in Section 2(a) (51)(A) of the Investment Company Act. Information will be requested in order to verify a prospective account’s identity. NYPPEX performs a reasonable level of due diligence on its offered securities. However, our ability to evaluate investment suitability is limited to the information provided by each account. Prospective buyers agree to perform an independent evaluation of the merits of private transactions. Principal activities provided by ACP Investment Group, LLC, an exempt reporting advisor and subsidiary of NYPPEX Holdings, LLC. Portfolio risk management services provided by Funds IQ, LLC, a subsidiary of NYPPEX Holdings, LLC. For further information, please read the Terms & Conditions and Regulatory.

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Testimonials may not be representative of the experience of other customers, and there is no guaranty of future performance or success.